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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-04-06 |
Branch Locations
1560 W. Bay Area Blvd. Ste 201, Friendswood, TX 77546 • United States
5252 Westchester Ave. Ste 112, Houston, TX 77005 • United States
Tiki Island, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 04/2009 | Present |
1. 3/16/2009 - DBA ONLY - OLD COURSE INVESTMENT PARTNERS, LLC - HOUSTON, TX. 2. 7/23/2010 - OTHER-HEALTH INSURANCE - GOLDEN RULE INSURANCE - OFFERING INDIVIDUAL HEALTH INSURANCE THROUGH GOLDENRULE A UNITED HEALTH ONE COMPANY- 800-232-5432 X11976, 7440 WOODLAND DR INDIANAPOLIS IN 46278 - TIME SPENT 1% - HOUSTON, TX. 3. 1/26/2023 - Douglas Dluzniewski Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/30/2023 - 160 Hours Per Month/130 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-10 |
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