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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-02-22 |
Branch Locations
2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Denver | CO | 09/2005 | 01/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 09/2005 | 01/2019 |
| Charles Schwab & Co., Inc. | Sedalia | CO | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-14 |
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