Edward Lowell Plotkin

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 08/2018
  Bok Financial Securities, Inc.
  Scottsdale, AZ
• 04/2014 → 08/2018
  Bokf, Na
  Scottsdale, AZ
• 08/2018 → Present
  Raymond James And Associates, Inc
  Scottsdale, AZ

Previous Registrations

• 2014-05-02 → 2018-08-31
  Bok Financial Securities, Inc.
  Tulsa, OK
  Scottsdale, AZ
  Albuquerque, NM
• 2010-11-23 → 2014-04-18
  Zions Capital Advisors, Inc.
  Scottsdale, AZ
  Salt Lake City, UT
• 2006-01-19 → 2006-12-20
  Midfirst Bank
  Oklahoma City, OK
• 2005-01-07 → 2005-09-22
  Ubs Financial Services Inc.
  Scottsdale, AZ
• 2002-07-15 → 2005-01-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-03-31
• S65 Uniform Investment Adviser Law Examination
  2010-11-08