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Edward Lowell Plotkin

Raymond James & Associates, Inc.

Scottsdale, AZ

Santa Fe, NM

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
NM RA APPROVED 2018-08-10
AZ RA APPROVED 2018-08-09
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • NM RA
    APPROVED
    Since 2018-08-10
  • AZ RA
    APPROVED
    Since 2018-08-09

Branch Locations

8501 N. Scottsdale Road Suite 250, Scottsdale, AZ 85253 • United States

125 Lincoln Avenue Suite 200, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Scottsdale AZ 04/2014 08/2018
Bokf, Na Scottsdale AZ 04/2014 08/2018
Raymond James And Associates, Inc Scottsdale AZ 08/2018 Present
  • 04/2014 → 08/2018
    Bok Financial Securities, Inc.
    Scottsdale, AZ
  • 04/2014 → 08/2018
    Bokf, Na
    Scottsdale, AZ
  • 08/2018 → Present
    Raymond James And Associates, Inc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-03-31
S65 Uniform Investment Adviser Law Examination 2010-11-08
  • S63 Uniform Securities Agent State Law Examination
    2014-03-31
  • S65 Uniform Investment Adviser Law Examination
    2010-11-08

View on SEC IAPD

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