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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-08-18
  • PA RA
    APPROVED
    Since 2015-08-18

Branch Locations

296 Chestnut St, Meadville, PA 16335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riggs Financial Services Meadville PA 02/1989 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2015 Present
Previous Registrations
Other Businesses

1.RIGGS FINANCIAL INC, - Independent insurance agent for various independent insurance companies 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. RIGGS FINANCIAL INC, 296 Chestnut Street, Meadville PA 16335, United States, 04/01/2026, President, DBA Name (employee benefits and insurance services), NIR, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-28
S63 Uniform Securities Agent State Law Examination 1993-06-08
  • S65 Uniform Investment Adviser Law Examination
    2014-10-28
  • S63 Uniform Securities Agent State Law Examination
    1993-06-08

View on SEC IAPD

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