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Heather Stewart Williams

Pointe Capital Management LLC

Grosse Pointe Farms, MI

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Current Employers
Pointe Capital Management Llc

102 Kercheval Avenue Suite 200, Grosse Pointe Farms, MI 48236 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-06-08
  • MI RA
    APPROVED
    Since 2016-06-08

Branch Locations

102 Kercheval Avenue Suite 200, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pointe Capital Management, Llc Grosse Pointe Farms MI 06/2016 Present
Other Businesses

Burroughs Memorial Trust, Trustee (investment related) 05/2008 - Present c/o A. Farver, Huntington Bank 328 S. Saginaw Street, Flint, MI 48502. The time spent on this activity may vary throughout the year but generally involves 2 meetings per year, 1 hour per month with approximately 4 hours per year during trading hours. The trust provides support to various community, hospital, educational, charitable, religious, scientific/research organizations as determined by the trustees.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-26
S63 Uniform Securities Agent State Law Examination 1993-07-16
  • S65 Uniform Investment Adviser Law Examination
    1994-01-26
  • S63 Uniform Securities Agent State Law Examination
    1993-07-16
Designations
Other Names
  • Heather Louise Stewart

View on SEC IAPD

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