Pei Gu

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-03-25

CA RA
APPROVED

Since 2017-03-25

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Oakland	CA	06/1992	03/2017
Massmutual Life Insurance Co	Pleasanton	CA	07/2016	Present
Mml Investors Services, Llc	Pleasanton	CA	03/2017	Present

06/1992 → 03/2017

Metlife Securities Inc.

Oakland, CA
07/2016 → Present

Massmutual Life Insurance Co

Pleasanton, CA
03/2017 → Present

Mml Investors Services, Llc

Pleasanton, CA

Previous Registrations

2005-04-27 → 2017-03-25

Msi Financial Services, Inc.

Walnut Creek, CA

Pleasanton, CA

Oakland, CA

San Jose, CA

San Ramon, CA

Other Businesses

NAME: PEI GU & CHONGSHI XU RENTAL PROPERTY INV REL: Y ADD: 4100 WILLIAMS ROAD SAN JOSE CA 95117 NATURE: RENTAL INCOME-RENTAL HOUSE POSITION: OWNER/MANAGER START DATE: 01/2017 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-30
S63	Uniform Securities Agent State Law Examination	1993-09-01

S66 Uniform Combined State Law Examination

2003-04-30
S63 Uniform Securities Agent State Law Examination

1993-09-01

Other Names

Grace Gu

View on SEC IAPD