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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-04 |
| NE | RA | APPROVED | 2016-07-29 |
Branch Locations
115 Canopy Street Suite 400, Lincoln, NE 68508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Lincoln | NE | 07/2016 | Present |
1) THINK, INC. ;NON-INVESTMENT RELATED; LINCOLN, NE; LLC FOR NEW PRODUCT DEVELOPMENT; EMPLOYEE.; STARTING IN 1994 - PRESENT; 10 HR/YR; NO TIME DURING SECURITIES TRADING HOURS; DEVELOP AND MARKET NEW PRODUCTS. 2) FRIENDS OF WOODS TENNIS; NON-INVESTMENT RELATED; 401 S 33RD ST, LINCOLN, NE; NON-PROFIT; PRESIDENT; STARTING 03/26/2018; APPROX 2 HRS/WK; SOME HOURS DEVOTED DURING SECURITIES TRADING HOURS; DUTIES INCLUDE BOARD MANAGEMENT, WORKING WITH STAFF, WORKING WITH CITY. 3) WEST GATE BANK; INVESTMENT RELATED; LINCOLN, NE; BANK; BOARD MEMBER; STARTING 1/17/2019; APPROX. 24 HR/YEARLY; NO TIME DURING SECURITIES TRADING HOURS; ATTEND BOARD MEETINGS, HELP WITH BANK BUSINESS DECISIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-08 |
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