Graham Charles Green

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Lpl Financial Llc
  San Francisco, CA

Previous Registrations

• 2009-02-11 → 2010-05-27
  Northwestern Mutual Investment Services, Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

1. 04/30/2010: NO BUSINESS NAME - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - 10% OF TIME - SELL HEALTH INSURANCE. 2. 12/1/2011: MOUNTAIN LAKE PARK, LLC - INVESTMENT RELATED - SAN FRANCISCO, CA - REAL ESTATE RENTAL - 1% OF TIME SPENT - I HAVE FORMED AN LLC NAMED MOUNTAIN LAKE PARK LLC TO OWN A 2 UNIT BUILDING IN SAN FRANCISCO, CA 3. 12/20/2011: 48 GOLD ST LLC - INVESTMENT RELATED - At Reported Business Location(s) - REAL ESTATE RENTAL - TIME SPENT 1% - 4. 9/18/2012: JACKSON SQUARE FINANCIAL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE DBA - TIME SPENT 35% 5. 10/17/2014: JACKSON SQUARE FINANCIAL - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 05/01/2010 - 320 HOURS PER MONTH/100 HOURS DURING SECURITIES TRADING 6. 12/28/2018 - 376-80 Green Street, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 11/28/2018 - 2 Hours Per Month During Securities Trading. 7. 06/24/2025 - Gorge Ventures, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 08/01/2019 - 4 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2007-11-15
• S63 Uniform Securities Agent State Law Examination
  1993-05-26