Judith Fish Specht

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2015-06-05

MD RA
APPROVED

Since 2015-06-05

Branch Locations

100 Light Street 13Th Floor, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Baltimore	MD	06/2015	Present

06/2015 → Present

Wells Fargo Advisors Financial Network, Llc

Baltimore, MD

Previous Registrations

2009-10-23 → 2015-06-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD

Annapolis, MD

Baltimore, MD

Annapolis, MD

Towson, MD
2008-10-03 → 2009-10-23

Banc Of America Investment Services, Inc.

Annapolis, MD

Annapolis, MD

Other Businesses

RENTAL PROPERTY, INVESTMENT RELATED, BALTIMORE, MD. 100% OWNERSHIP, START: 5/2017, 1 HOUR/MONTH, 0 DURING TRADING, LANDLORD. RENTAL PROPERTY, INVESTMENT RELATED, BALTIMORE, MD. 100% OWNERSHIP, START: 5/2017, 1 HOUR/MONTH, 0 DURING TRADING, LANDLORD. RENTAL PROPERTY, INVESTMENT RELATED, BALTIMORE, MD. 100% OWNERSHIP, START: 5/2017, 1 HOUR/MONTH, 0 DURING TRADING, LANDLORD.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-09-19
S63	Uniform Securities Agent State Law Examination	2002-06-20

S65 Uniform Investment Adviser Law Examination

2008-09-19
S63 Uniform Securities Agent State Law Examination

2002-06-20

Other Names

Judy Fish
Judith Stacy Fish

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews