Michael James Carpentier

Current Employers

Employment History

• 04/1993 → Present
  Offerman & Company
  Golden Valley, MN
• 04/2002 → 09/2025
  Avantax Investment Services, Inc.
  Plymouth, MN
• 04/2002 → 09/2025
  Avantax Advisory Services
  Plymouth, MN
• 03/2016 → 09/2025
  Avantax Insurance Agency, Llc
  Plymouth, MN
• 02/2001 → 02/2022
  Advisornet
  Minneapolis, MN
• 06/2021 → Present
  Midwest Financial Group, Dba Mfg Financial Advisors Llc
  St Paul, MN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Maple Grove, MN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2026 → Present
  Wh And Associates
  Maple Grove, MN

Previous Registrations

• 2014-01-08 → 2025-09-05
  Avantax Advisory Services
  Chaska, MN
  Plymouth, MN
  St. Paul, MN
  Maple Grove, MN

Other Businesses

1) WH &Associates~'NIR'~3020 Harbor Lane n~pLYMOUTH~MN~55441~Other~Owner/Sole Proprietor~1/1/2010~1hrs~1hrs~Paying Bills 2) MIDWEST FINANCIAL GROUP, DBA MFG FINANCIAL ADVISORS LLC POSITION: CEO NATURE: Midwest Financial Group is a shared services company for financial advisors INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 06/23/2021 ADDRESS: 322 N Minnesota st w1099, St Paul MN 55101, United States DESCRIPTION: deal with day to day operations 3) AdvisorNET; Independent Contractor; Insurance Agent; IR; 1; 02/01/2001; 701 Fourth Ave South Minneapolis MN 55415; Write term life insurance for clients that are in the need of coverage. 4) Zoar United Church of Christ (1); ; Board Position/Officer; NIR; 2; 01/01/2010; 7030 Hwy 212 Chaska MN 55318; pay the church bills 5) Rfutures (1); Rental Property; IR; 2; 05/01/2008; 3020 Harbor Lane N Plymouth MN 55447; owner/management/maint 6) NAME OF OTHER BUSINESS: SHOE CLERKS AND ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: 5758 BLACKSHIRE PATH INVER GROVE HEIGHTS, MN 55078; NATURE OF BUSINESS: REAL ESTATE; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: SHAREHOLDER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE; 7) NAME OF OTHER BUSINESS: WH AND ASSOCIATES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-18
• S63 Uniform Securities Agent State Law Examination
  1993-05-06