Douglas Carl Van Dyke

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2003 → 12/2022
  Cantella & Co Inc
  Boston, MA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2003 → 06/2023
  Cantella & Co., Inc.
  Malden, MA

Previous Registrations

• 2003-11-14 → 2023-06-01
  Cantella & Co., Inc.
  Elk Grove, CA
  Malden, MA
  Malden, MA
• 2003-07-01 → 2003-08-15
  Wells Fargo Clearing Services, Llc
  Stockton, CA
• 2000-10-12 → 2003-07-01
  Prudential Equity Group, Llc
  Stockton, CA

Other Businesses

1.3D FINANCIAL SERVICES / Elk Grove CA / 11/2022 / INSURANCE AGENT / INV REL / 0 HR/MO - 0 HR TRADING 2.3D FINANCIAL SERVICES / Elk Grove CA / 11/2022 / OWNER, DBA / INV REL / 200 HR/MO - 140 HR TRADING 3.TKOP INVESTMENT LLC / Elk Grove CA / 12/2018 / BOARD MEMBER, ESTATE PLANNING / INV REL / 4 HR/MO - 1 HR TRADING 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/08/2022

Exams

• S66 Uniform Combined State Law Examination
  2004-07-15
• S63 Uniform Securities Agent State Law Examination
  1993-05-12

Other Names

• Douglas Carl Vandyke