Philip J Shafer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Lpl Financial Llc
  Cockeysville, MD

Other Businesses

1. 09/14/05 - LINDA SHAFER & ASSOCIATES, LLC/ 9515 DEERECO ROAD, STE. 800 TIMONIUM MD 21093 / 90% TIME SPENT 2. 06/06/06 / ADMITTED TO MD BAR AS ATTORNEY, PREPARATION OF LEGAL DOCS, WILLS, TRUSTS / OTHER--ATTORNEY / 9515 DEERECO ROAD, STE. 800 TIMONIUM MD 21093 / 10% TIME SPENT 3. 7/27/2021 - Shafer & Reilly Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/30/2021 - 480 Hours Per Month During Securities Trading. 4. 8/4/2021 - 1402 Gateway Grand LLC - Investment Related - Ocean City, Md. 21842 - Real Estate Rental - Started 07/20/13 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2020-05-20
• S63 Uniform Securities Agent State Law Examination
  2007-01-31

Other Names

• P.J. Shafer
• Philip Shafer