Kevin Werner Clasen

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Mml Investors Services, Llc
  Indianapolis, IN
• 08/2005 → Present
  Massmutual/ West Point Financial Group
  Indianapolis, IN

Previous Registrations

• 2002-03-21 → 2005-08-31
  Securian Financial Services, Inc.
  Carmel, IN

Other Businesses

(1) NAME: WESTPOINT FINANCIAL GROUP INV REL: Y ADD: RESIDENTIALNATURE: IND LIFE INS, HEALTH INS, DI POSITION: SALES START DATE: 7/1/13 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (2) NAME: THE CROSSROADS GROUP, LLC INV REL: Y ADD: 8888 KEYSTONE CROSSING SUITE 1600 INDIANAPOLIS, IN 46240 NATURE: FINANCIAL SERVICES LLC POSITION: MEMBER START DATE: 01/01/2018 NO. HR/MO: 180 NO. HR/MO DURING SEC TRADING: 150 DESCRIBE DUTIES: CONDUCT FINANCIAL SERVICES UNDER THE NAME OF THE OBA/DBA ALONG WITH MY PARTNERS. (3) NAME: CAASH LLC, INV REL: Y ADDR: RESIDENTIAL NATURE/ DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: SOLE MEMBER, START: 10/20/2022, NO HR/MO:160 NO HR/MO DUR TRADING:160

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-06-04

Designations

• Certified Financial Planner