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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-19
MN RA APPROVED 2013-12-09
  • TX RA
    APPROVED_RES
    Since 2024-07-19
  • MN RA
    APPROVED
    Since 2013-12-09

Branch Locations

1511 Northern Pacific Rd., Suite 106, Brainerd, MN 56401 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brian Derosier Dba Brian Derosier And Associates, Inc. Brainerd MN 05/2003 Present
Lpl Financial Brainerd MN 01/2011 Present
Private Advisor Group, Llc Morristown NJ 09/2012 Present
  • 05/2003 → Present
    Brian Derosier Dba Brian Derosier And Associates, Inc.
    Brainerd, MN
  • 01/2011 → Present
    Lpl Financial
    Brainerd, MN
  • 09/2012 → Present
    Morristown, NJ
Previous Registrations
  • 2010-10-20 → 2011-07-15
    Askar Advisors Group, Inc.
    Brainerd, MN
Other Businesses

1. 08/02/2011 - PRIVATE ADVISOR GROUP, LLC/ REGISTERED INVESTMENT ADVISOR/ 5%/ BRAINERD, MN 2. 08/02/2011 - DEROSIER & ASSOCIATES/ DBA ONLY/ 100%/ BRAINERD, MN 3. 08/02/2011 - BRIAN DEROSIER FIXED INSURANCE/ SALE OF NON-VARIABLE INSURANCE/ 5%/ BRAINERD, MN. 4. 12/18/2016 - Private Advisor Group - DBA: DeRosier & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/03/2012 - 80 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/08/16. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/29/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start 07/14/2017 - 1 Hours Per Month During Securities Trading - Notary Public.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-09
S63 Uniform Securities Agent State Law Examination 1993-06-25
  • S65 Uniform Investment Adviser Law Examination
    1999-10-09
  • S63 Uniform Securities Agent State Law Examination
    1993-06-25

View on SEC IAPD

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