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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-26
  • PA RA
    APPROVED
    Since 2026-06-26

Branch Locations

725 Skippack Pike Ste 200, Blue Bell, PA 19422 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Blue Bell PA 11/2000 02/2023
Lpl Financial Llc Blue Bell PA 02/2023 Present
Mariner Independent Overland Park KS 01/2025 06/2026
Jso Partners Blue Bell PA 02/2023 Present
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 11/2000 → 02/2023
    Fsc Securities Corporation
    Blue Bell, PA
  • 02/2023 → Present
    Lpl Financial Llc
    Blue Bell, PA
  • 01/2025 → 06/2026
    Mariner Independent
    Overland Park, KS
  • 02/2023 → Present
    Jso Partners
    Blue Bell, PA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1) 02/2023- JSO Partners- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - 2) 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-30
S63 Uniform Securities Agent State Law Examination 2002-09-12
  • S65 Uniform Investment Adviser Law Examination
    2024-09-30
  • S63 Uniform Securities Agent State Law Examination
    2002-09-12
Other Names
  • Janet Park
  • Hee Kim
  • Hee Kim-Johnson

View on SEC IAPD

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