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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2004-05-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Louisville | KY | 03/2004 | Present |
| Nylife Securities Inc | Louisville | KY | 04/2004 | Present |
| Canavera Financial Group, Llc | Brandenburg | KY | 03/2004 | Present |
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR BROKERING AND THE SALE OF NYL PRODUCTS UNDER CANAVERA FINANCIAL GROUP, LLC; INVESTMENT RELATED;OWNER; START DATE 3/2004]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-28 |
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