Rick Dana Boynton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2024
  Securities America, Inc.
  Scotts Valley, CA
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Lavista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Scotts Valley, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Scotts Valley, CA

Previous Registrations

• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Scotts Valley, CA
• 2007-06-13 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Folsom, CA
  Folsom, CA
  Scotts Valley, CA
• 2007-03-23 → 2007-06-14
  Voya Financial Advisors, Inc.
  Scotts Valley, CA
  Scotts Valley, CA
• 2004-04-20 → 2005-10-25
  Valic Financial Advisors, Inc.
  San Mateo, CA

Other Businesses

SECURITIES AMERICA ADVISORS- INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 1/2009 - LOCATED AT 104 LUCIA LN, SCOTTS VALLEY, CA 95066

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-19
• S63 Uniform Securities Agent State Law Examination
  1998-01-08

Other Names

• Richard Boynton