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Austin Brockenbrough Iv

Brockenbrough

Richmond, VA

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Current Employers
Brockenbrough

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-11
VA RA APPROVED 2001-05-31
  • TX RA
    APPROVED
    Since 2016-11-11
  • VA RA
    APPROVED
    Since 2001-05-31

Branch Locations

1802 Bayberry Ct, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowe, Brockenbrough & Company, Inc Richmond VA 09/1998 Present
  • 09/1998 → Present
    Lowe, Brockenbrough & Company, Inc
    Richmond, VA
Other Businesses

1.GREEN TOP SPORTING GOODS - ASHLAND, VA 23005; SPORTING GOODS RETAILER NON-INVESTMENT RELATED AS CHAIRMAN OF THE BOARD; ASSOCIATED SINCE 1985; APPROXIMATELY 6 HOURS A MONTH, OF WHICH 4 ARE DURING TRADING HOURS. 2.TRUTH REELS, LLC - BURGESS, VA 22432; FISHING REEL MANUFACTURER NON-INVESTMENT RELATED AS A PARTNER; ASSOCIATED SINCE 2011; APPROXIMATELY 9 HOURS A MONTH, OF WHICH 7 ARE DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-12-21
S65 Uniform Investment Adviser Law Examination 1993-05-14
  • S63 Uniform Securities Agent State Law Examination
    2006-12-21
  • S65 Uniform Investment Adviser Law Examination
    1993-05-14
Designations
Other Names
  • Austin Brockenbrough
  • Austin Brockenbrough
  • Austin Brockenbrough Iv

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