Best Investors
Account
Sign in
Best Investors
Account
Sign in
Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 06/2014 | Present |
(ACTIVITY) RIVERFRONT CAPITAL, LLC,CORPORATION FOR 1099 FUNDS TO PASS THRU,INVESTMENT RELATED,OWNER/MANAGER SINCE 6/6/2009 (ACTIVITY)GALLERT ESTATE MGT,RENTAL PROPERTY,OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-27 |
Reach out to this advisor