Robert Edward Gallert

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-10-18

NC RA
APPROVED

Since 2014-10-18

Branch Locations

402 South 2Nd Ave, Mayodan, NC 27027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Meriden	CT	06/2014	Present

06/2014 → Present

Infinex Investments, Inc.

Meriden, CT

Other Businesses

(ACTIVITY) RIVERFRONT CAPITAL, LLC,CORPORATION FOR 1099 FUNDS TO PASS THRU,INVESTMENT RELATED,OWNER/MANAGER SINCE 6/6/2009 (ACTIVITY)GALLERT ESTATE MGT,RENTAL PROPERTY,OWNER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-17
S63	Uniform Securities Agent State Law Examination	2005-12-27

S65 Uniform Investment Adviser Law Examination

2014-10-17
S63 Uniform Securities Agent State Law Examination

2005-12-27

View on SEC IAPD

Current Employers

Osaic Institutions, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews