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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

1331 Rosecrans St, San Diego, CA 92106 • United States

1706 Garnet Ave, San Diego, CA 92109 • United States

1175 Rosecrans St, San Diego, CA 92106 • United States

4747 Executive Dr, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services Llc San Diego CA 07/2006 06/2017
U.S. Bancorp Investments, Inc. San Diego CA 06/2017 02/2026
U.S. Bancorp Advisors, Llc San Diego CA 02/2026 Present
Previous Registrations
  • 2017-06-13 → 2026-02-13
    Saint Paul, MN
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    La Jolla, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    La Jolla, CA
    San Diego, CA
    San Diego, CA
    La Jolla, CA
    San Diego, CA
    San Diego, CA
  • 2006-07-10 → 2017-06-22
    El Cajon, CA
    El Cajon, CA
    San Diego, CA
    San Diego, CA
    Ramona, CA
    San Diego, CA
    Santee, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Santee, CA
    Santee, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    El Cajon, CA
    San Diego, CA
    Lemon Grove, CA
    Spring Valley, CA
    San Diego, CA
    La Mesa, CA
    San Diego, CA
  • 2001-08-20 → 2003-01-15
    Banc Of America Investment Services, Inc.
    Santee, CA
Other Businesses

Inspire Solutions, LLC; not investment-related; Encinitas, CA; manufacture tool making machines for the electronics circuit board production; Member (non-managing); 9/20/2019; 0 hours/month; 0 hours/trading; no duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-25
S63 Uniform Securities Agent State Law Examination 1993-06-16
  • S65 Uniform Investment Adviser Law Examination
    2001-07-25
  • S63 Uniform Securities Agent State Law Examination
    1993-06-16

View on SEC IAPD

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