Veronica Malone

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-06-25

PA RA
APPROVED

Since 2021-06-25

Branch Locations

Hanover, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Visting Angels	Carusle	PA	08/2004	07/2018
Diversified Investors Securities Corp.	York	PA	07/2007	04/2017
Diversified Investment Advisors	Spring Grove	PA	07/2010	04/2017
Bebalanced	York	PA	10/2017	06/2018
Principal Life Insurance	Wayne	PA	06/2018	12/2018
Unemployment	York	PA	04/2017	10/2017
Principal Securities Inc	Wayne	PA	07/2018	12/2018
Voya Financial Advisors	Spring Grove	PA	01/2019	03/2020
Transamerica Investors Securities Corporation	York	PA	06/2021	Present
Pa Unemployment Compensation	York	PA	04/2020	05/2021
Transamerica Life Insurance Company	York	PA	06/2021	Present

08/2004 → 07/2018

Visting Angels

Carusle, PA
07/2007 → 04/2017

Diversified Investors Securities Corp.

York, PA
07/2010 → 04/2017

Diversified Investment Advisors

Spring Grove, PA
10/2017 → 06/2018

Bebalanced

York, PA
06/2018 → 12/2018

Principal Life Insurance

Wayne, PA
04/2017 → 10/2017

Unemployment

York, PA
07/2018 → 12/2018

Principal Securities Inc

Wayne, PA
01/2019 → 03/2020

Voya Financial Advisors

Spring Grove, PA
06/2021 → Present

Transamerica Investors Securities Corporation

York, PA
04/2020 → 05/2021

Pa Unemployment Compensation

York, PA
06/2021 → Present

Transamerica Life Insurance Company

York, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-02-27
S63	Uniform Securities Agent State Law Examination	1993-07-16

S65 Uniform Investment Adviser Law Examination

2021-02-27
S63 Uniform Securities Agent State Law Examination

1993-07-16

Other Names

Veronica Ann Henry
Veronica Ann Gettys
Veronica Ann Malone

View on SEC IAPD