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5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-12-01 |
| NC | RA | APPROVED | 2025-12-01 |
Branch Locations
5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Savings Bank | Baltimore | MD | 07/2012 | 05/2017 |
| Northwest Advisors, Inc. | Baltimore | MD | 01/2013 | 05/2017 |
| Cetera Investment Services Llc | St.CLoud | MN | 12/2013 | 05/2017 |
| Lpl Financial, Llc | Baltimore | MD | 05/2017 | 09/2025 |
| Shore United Bank | Baltimore | MD | 05/2017 | 09/2025 |
| Innovation Partners Llc | Charlotte | NC | 11/2025 | Present |
| Ip Financial Advisory Services | Charlotte | NC | 11/2025 | Present |
05/11/2017 - Brokers Servicing Marketing Group (BSMG) - Non-Variable Insurance - inv rel - at reported business location(s) start: 07/01/2012 - 4 hr/mth 05/11/2017 - Clarkscapes, LLC - Business Owner - Phoenix, MD - start: 06/20/2016. 1/26/2022 - Cavalier Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 01/25/2022 - 4 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-22 |
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