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Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-12-01
NC RA APPROVED 2025-12-01
  • MD RA
    APPROVED
    Since 2025-12-01
  • NC RA
    APPROVED
    Since 2025-12-01

Branch Locations

Phoenix, MD • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Savings Bank Baltimore MD 07/2012 05/2017
Northwest Advisors, Inc. Baltimore MD 01/2013 05/2017
Cetera Investment Services Llc St.CLoud MN 12/2013 05/2017
Lpl Financial, Llc Baltimore MD 05/2017 09/2025
Shore United Bank Baltimore MD 05/2017 09/2025
Innovation Partners Llc Charlotte NC 11/2025 Present
Ip Financial Advisory Services Charlotte NC 11/2025 Present
  • 07/2012 → 05/2017
    Northwest Savings Bank
    Baltimore, MD
  • 01/2013 → 05/2017
    Northwest Advisors, Inc.
    Baltimore, MD
  • 12/2013 → 05/2017
    Cetera Investment Services Llc
    St.CLoud, MN
  • 05/2017 → 09/2025
    Baltimore, MD
  • 05/2017 → 09/2025
    Shore United Bank
    Baltimore, MD
  • 11/2025 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 11/2025 → Present
    Ip Financial Advisory Services
    Charlotte, NC
Previous Registrations
  • 2017-05-19 → 2025-09-25
    Baltimore, MD
    Baltimore, MD
    San Diego, CA
    Cambridge, MD
    Centreville, MD
    Centreville, MD
    Chester, MD
    Chestertown, MD
    Denton, MD
    Easton, MD
    Easton, MD
    Easton, MD
    Elkridge, MD
    Grasonville, MD
    Owings Mills, MD
    Ridgely - Hillsboro, MD
    St. Michaels, MD
    Stevensville, MD
    Camden, DE
    Dover, DE
    Felton, DE
    Milford, DE
    Onley, VA
    Dover, DE
    Felton, DE
    Camden, DE
    Milford, DE
    Rehoboth, DE
    Edgewater, MD
    Lothian, MD
    Glen Burnie, MD
    Crofton, MD
    Annapolis, MD
    Severna Park, MD
    Annapolis, MD
    Ocean City, MD
  • 2013-01-03 → 2017-05-22
    Northwest Advisors, Inc.
    Baltimore, MD
    Warren, PA
Other Businesses

05/11/2017 - Brokers Servicing Marketing Group (BSMG) - Non-Variable Insurance - inv rel - at reported business location(s) start: 07/01/2012 - 4 hr/mth 05/11/2017 - Clarkscapes, LLC - Business Owner - Phoenix, MD - start: 06/20/2016. 1/26/2022 - Cavalier Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 01/25/2022 - 4 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-09
S63 Uniform Securities Agent State Law Examination 1999-09-22
  • S65 Uniform Investment Adviser Law Examination
    2012-12-09
  • S63 Uniform Securities Agent State Law Examination
    1999-09-22
Other Names
  • W Neil Zurowski
  • Neil Zurowski

View on SEC IAPD

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