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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-05-13
TX RA APPROVED_RES 2020-05-13
  • LA RA
    APPROVED
    Since 2020-05-13
  • TX RA
    APPROVED_RES
    Since 2020-05-13

Branch Locations

3120 Hwy 28 East, Pineville, LA 71360 • United States

1210 Wall Street, Lecompte, LA 71346 • United States

600 Jackson St, Alexandria, LA 71301 • United States

3422 North Blvd, Alexandria, LA 71301 • United States

4292 Highway 112, Forest Hill, LA 71430 • United States

4425 Monroe Hwy, Ball, LA 71405 • United States

5631 Coliseum Blvd, Alexandria, LA 71303 • United States

1412 Centre Ct Ste 301, Alexandria, LA 71301 • United States

70561 Highway 21, Covington, LA 70433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 08/2009 05/2020
Red River Bank Alexandria LA 08/2009 Present
Cetera Investment Advisers Llc Alexandria LA 08/2009 05/2020
Lpl Financial Llc Alexandria LA 05/2020 Present
Previous Registrations
  • 2014-01-21 → 2020-05-13
    Alexandria, LA
  • 2009-09-01 → 2014-01-21
    Cetera Investment Services Llc
    Alexandria, LA
  • 1999-01-12 → 2002-10-29
    Banc One Securities Corporation
    Alexandria, LA
Other Businesses

1)03/03/2020 - RED RIVER INVESTMENTS GROUP - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-21
S63 Uniform Securities Agent State Law Examination 1999-01-11
  • S66 Uniform Combined State Law Examination
    2000-07-21
  • S63 Uniform Securities Agent State Law Examination
    1999-01-11
Other Names
  • Sandra L Hughes
  • Sandra Hughes Walsh
  • Sandra Lee Hughes

View on SEC IAPD

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