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6900 College Blvd., Suite 850, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-01 |
| KS | RA | APPROVED | 2008-09-03 |
Branch Locations
6900 College Blvd., Suite 850, Overland Park, KS 66211 • United States
Prairie Village, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Donaldson Compliance Consulting, Llc | Kansas City | MO | 06/2008 | Present |
| Providence Financial Advisors, Llc | Overland Park | KS | 09/2008 | Present |
REGISTRANT HAS OPERATED A KANSAS CITY BASED NON INVESTMENT RELATED REGULATORY COMPLIANCE CONSULTING PRACTICE SINCE 2008. REGISTRANT DEVOTES OVER 30 HOURS PER WEEK TO THE BUSINESS ON AVERAGE, SOME OF WHICH MAY BE DURING REGULAR MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-22 |
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