David Robertson

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2026-03-18
OH	RA	APPROVED	2024-06-20
TX	RA	APPROVED_RES	2024-06-20

LA RA
APPROVED

Since 2026-03-18
OH RA
APPROVED

Since 2024-06-20
TX RA
APPROVED_RES

Since 2024-06-20

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

5885 Landerbrook Dr., Suite 200, Cleveland, OH 44124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Mayfield Heights	OH	08/2005	04/2021
Securities America Advisors, Inc.	Mayfield Heights	OH	08/2005	02/2018
David A. Robertson, Jd/Cfp	Shaker Heights	OH	01/2004	04/2021
Cedar Brook Financial Partners, Llc	Cleveland	OH	02/2018	06/2024
Cadaret, Grant & Co., Inc.	Cleveland	OH	04/2021	06/2024
Ses Llc	Cleveland	OH	06/2024	Present
Seia Llc	Cleveland	OH	06/2024	Present

08/2005 → 04/2021

Securities America, Inc.

Mayfield Heights, OH
08/2005 → 02/2018

Securities America Advisors, Inc.

Mayfield Heights, OH
01/2004 → 04/2021

David A. Robertson, Jd/Cfp

Shaker Heights, OH
02/2018 → 06/2024

Cedar Brook Financial Partners, Llc

Cleveland, OH
04/2021 → 06/2024

Cadaret, Grant & Co., Inc.

Cleveland, OH
06/2024 → Present

Ses Llc

Cleveland, OH
06/2024 → Present

Seia Llc

Cleveland, OH

Previous Registrations

2018-03-01 → 2024-07-01

Cedar Brook Group

Cleveland, OH
2021-04-13 → 2024-06-17

Cadaret, Grant & Co., Inc.

Syracuse, NY

Cleveland, OH

Syracuse, NY

Syracuse, NY
2005-08-15 → 2021-04-13

Securities America Advisors, Inc.

Mayfield Heights, OH
2003-06-17 → 2005-08-12

Osaic Fa, Inc.

Cleveland, OH

Other Businesses

1) INSURANCE LICENSE - PRODUCER POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 6-14-2024 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: Insurance sales and service consistent with financial planning. 2) SEIA LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/14/2024 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: RIA sales & service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-18
S63	Uniform Securities Agent State Law Examination	1993-05-04

S66 Uniform Combined State Law Examination

2001-06-18
S63 Uniform Securities Agent State Law Examination

1993-05-04

Designations

Certified Financial Planner

Other Names

David Albert Robertson

View on SEC IAPD