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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Pittsburgh | PA | 10/2013 | Present |
| Mml Investors Services | Pittsburgh | PA | 10/2013 | Present |
1) NAME: MICHELLE E DAY INV REL: Y ADD: 1016 ORCHARD VIEW LANE DUNCANSVILLE PA 16635 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: SALES/AGENT START DATE: 04/01/2010 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: INDIVIDUAL AND GROUP, HEALTH FIXED ANNUITY, LIFE ACCIDENT AND HEALTH INSURANCE..2) NAME: MARY KAY COSMETICS INV REL: N ADD: 1016 ORCHARD VIEW LANE DUNCANSVILLE PA 16635 NATURE: POSITION: OWNERSHIP/ SKIN CARE CONSULTANT START DATE: 02/01/2006 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MARY KAY COSMETICS SKIN CARE CONSULTANT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-14 |
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