Alexis Barling

Employer firm

Cetera Planning Partners CRD 129625

$4.16B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 06/2018
  Umb
  Kansas City, MO
• 07/2018 → 09/2019
  Creative Planning
  Overland Park, KS
• 09/2019 → Present
  Cetera Planning Partners
  Leawood, KS

Previous Registrations

• 2018-07-19 → 2019-09-09
  Creative Planning
  Overland Park, KS
• 2015-11-23 → 2018-06-27
  Umb Financial Services, Inc.
  Kansas City, MO
• 2014-12-18 → 2015-11-11
  Financial Engines Advisor Center, Llc
  Overland Park, KS

Other Businesses

Brian Barling Painting Inc, Leawood, KS - Not Investment Related. Position: Vice President, bookkeeping for interior decorative painting company. Start date: July 2018. Approximately 15 hrs. per month, none during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-18

Other Names

• Alexis Dianne Kassin
• Alexis Dianne Barling