Michael Alan Gilliss

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 06/2017
  Ccf Investments, Inc.
  Greensboro, GA
• 06/2017 → 08/2019
  Ameritas Investment Corp
  Lincoln, NE
• 09/2005 → 08/2019
  Capital Choice Financial Services
  Greensboro, GA
• 01/2018 → Present
  Gilliss Financial, Inc.
  Orlando, FL
• 08/2019 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Other Businesses

Insurance sales; same as branch; inv rel; insurance and annuity sales; Agent; start date=09/2005; hrs/mo=160; trading hrs/mo=120; sell life insurance, annuities, LTC EPICPRO FINANCIAL MANAGEMENT, LLC POSITION: Part Owner NATURE: Insurance Sales, Recruiting INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 01/06/2020 ADDRESS: 5323 Millenia Lakes Blvd., Ste. 300, #343, Orlando FL 32839, United States DESCRIPTION: I am one of 3 owners of the LLC. I sell products and recruit new agents. Business name: SunHarbor Wealth Management, Business Address: 3916 Hunters Ridge Way Titusville, FL 32796, Position Held: Financial Advisor, Expected annual income: 350000, Compensation Type: Commissions, Hours Per Month: 70, Hours Per Month Trading: 10, Involvement status: ACTIVE, Start: 2026-04-01, Activity description: DBA for financial services, Investment Related?: YES, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : NO, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): Florida 215 insurance license

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-03-17
• S63 Uniform Securities Agent State Law Examination
  1993-06-15

Other Names

• Mike Gilliss