Stephen Kerutis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 04/2021
  Bbtis
  Loudon, TN
• 01/2018 → 04/2021
  Bb&T Securities, Llc
  Knoxville, TN
• 02/2021 → 04/2021
  Truist Investment Services, Inc.
  Maryville, TN
• 02/2021 → 04/2021
  Truist Advisory Services, Inc.
  Atlanta, GA
• 04/2021 → 11/2023
  Lpl Financial Llc
  Lenoir City, TN
• 04/2021 → 11/2023
  Ornl Federal Credit Union
  Lenoir City, TN
• 11/2023 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-04-30 → 2023-11-14
  Lpl Financial Llc
  Fort Mill, SC
  Lenoir City, TN
  Lenoir City, TN
  Knoxville, TN
  Knoxville, TN
  Loudon, TN
• 2021-02-17 → 2021-04-27
  Truist Advisory Services, Inc.
  Atlanta, GA
• 2018-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Charlotte, NC
  Duluth, GA
  Sweetwater, TN
  Loudon, TN
  Lenoir City, TN
  Knoxville, TN
  Knoxville, TN
  Maryville, TN
  Maryville, TN
  Richmond, VA
• 2016-05-04 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Duluth, GA
  Sweetwater, TN
  Loudon, TN
  Loudon, TN
  Lenoir City, TN
  Knoxville, TN
  Knoxville, TN
• 2015-06-12 → 2016-05-04
  Cetera Advisors Llc
  Mesa, AZ
  Scottsdale, AZ
  Mesa, AZ
  Mesa, AZ
• 2009-08-03 → 2015-06-15
  Wells Fargo Advisors Financial Network, Llc
  Mesa, AZ

Exams

• S66 Uniform Combined State Law Examination
  2009-08-03
• S63 Uniform Securities Agent State Law Examination
  1993-11-22

Other Names

• Steve Kerutis
• Stephen Thomas Kerutis