Steven Scott Larson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2020-01-02

MN RA
APPROVED

Since 2020-01-02

Branch Locations

Motley, MN • United States

7300 Metro Blvd Ste 135, Edina, MN 55439-2304 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Sagepoint Financial	Burnsville	MN	04/2012	01/2020
Lpl Financial, Llc	Edina	MN	01/2020	Present

04/2012 → 01/2020

Sagepoint Financial

Burnsville, MN
01/2020 → Present

Lpl Financial, Llc

Edina, MN

Previous Registrations

2014-01-09 → 2020-01-08

Osaic Services, Inc.

Edina, MN

Burnsville, MN

Scottsdale, AZ

Phoenix, AZ

Other Businesses

1. 1/2/2020 - LARSON & LARSON FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2012. 2. 2/1/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/26/2022 - 20 Hours Per Month/10 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-07-21

S63 Uniform Securities Agent State Law Examination

1993-07-21

View on SEC IAPD