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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-05-03 |
Branch Locations
874 Harper Rd. Suite 109, Kerrville, TX 78028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2016 | Present |
1.FINLEY FINANCIAL SERVICES, 625 SIDNEY BAKER ST, KERRVILLE, TX, 1/1989 AS RENTAL PROPERTY OWNER. NIR - 2/MO - 0/TRADING. 2.FINLEY FINANCIAL SERVICES, 625 SIDNEY BAKER ST, KERRVILLE, TX, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 5/1980. INV REL - 20/MO - 20/TRADING. 3.PETERSON REGIONAL MEDICAL CENTER FOUNDATION, 551 HILL COUNTRY DR, KERRVILLE, TX, 8/2016 AS BOARD MEMBER. NIR - 2/MO - 0/TRADING. 4.KERRVILLE INDEPENDENT SCHOOL DISTRICT, 1009 BARNETT ST, KERRVILLE, TX, 8/2016 AS BOARD MEMBER. NIR - 10/MO - 0/TRADING. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6.FINLEY FINANCIAL SERVICES, 874 Harper Rd., Kerrville TX 78028, United States, 05/03/2016, IAR, DBA Name, INV REL, 160HR/MO - 120HR/TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-22 |
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