Emmanuel James Tsesmelis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-12-02

FL RA
APPROVED

Since 2014-12-02

Branch Locations

210 S Pinellas Ave, Suite 212, Tarpon Springs, FL 34689 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Tarpon Springs	FL	11/2014	Present

11/2014 → Present

Lpl Financial, Llc

Tarpon Springs, FL

Previous Registrations

2012-08-01 → 2014-12-01

Wells Fargo Clearing Services, Llc

Land O'LAkes, FL
2009-03-11 → 2012-08-03

Edward Jones

Tarpon Springs, FL

Tarpon Springs, FL

New Port Richey, FL

Lutz, FL

St Louis, MO

Tarpon Springs, FL

Other Businesses

1. 11/28/2014 - TSESMELIS WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ TARPON SPRINGS, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-20
S63	Uniform Securities Agent State Law Examination	1993-06-15

S66 Uniform Combined State Law Examination

2009-02-20
S63 Uniform Securities Agent State Law Examination

1993-06-15

Other Names

Manny Tsesmelis

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews