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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-04 |
Branch Locations
1650 West Street 1St Floor, Southington, CT 06489 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Farmington | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Farmington | CT | 11/2016 | 07/2022 |
| Wells Fargo Advisors Financial Network, Llc | Southington | CT | 08/2022 | Present |
BEAUCHAMP INVESTMENT GROUP; INV RELATED; BURLINGTON, CT; 100% OWNERSHIP; START 9/16/2021; 20 HOURS PER MONTH; 1 HOUR DURING TRADING; FINET PRACTICE. QUEEN B HOLDINGS LLC, INV RELATED, SOUTHINGTON, CT, 100% OWNERSHIP, START 11/22/24, 5 HRS PER MONTH, 0 HRS DURING TRADING, FINET AND RENTAL PROPERTY; SHE HASN'T PASSED YET (EXECUTOR); INV RELATED;BOONTON,NJ; ESTATE HANDLING FOR AUNT; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 07/15/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-01 |
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