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Peter Maloney

Morgan Stanley

Naples, FL

Westerly, RI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-06-29
FL RA APPROVED 2026-03-16
TX RA APPROVED 2026-03-13
  • RI RA
    APPROVED
    Since 2026-06-29
  • FL RA
    APPROVED
    Since 2026-03-16
  • TX RA
    APPROVED
    Since 2026-03-13

Branch Locations

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

Westerly, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Westport CT 02/2015 03/2026
Morgan Stanley Smith Barney Llc Naples FL 03/2026 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 02/2015 → 03/2026
    Ubs Financial Services Inc.
    Westport, CT
  • 03/2026 → Present
    Morgan Stanley Smith Barney Llc
    Naples, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2015-02-20 → 2026-03-24
    Ubs Financial Services Inc.
    Westerly, RI
    Westport, CT
    Naples, FL
  • 2009-06-01 → 2015-03-09
    Morgan Stanley
    Purchase, NY
  • 2007-04-16 → 2009-06-01
    Morgan Stanley & Co. Llc
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-22
S63 Uniform Securities Agent State Law Examination 1993-06-11
  • S65 Uniform Investment Adviser Law Examination
    1994-11-22
  • S63 Uniform Securities Agent State Law Examination
    1993-06-11
Other Names
  • Peter Maloney
  • Peter Widmann Maloney

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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