Stephen Robert Hatcher

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Scottsdale, AZ
• 11/2016 → 07/2021
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 07/2021 → Present
  Baird
  Scottsdale, AZ

Previous Registrations

• 2009-08-28 → 2021-07-19
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 1999-09-10 → 2009-03-04
  Ubs Financial Services Inc.
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

TOWN OF CAREFREE WATER OVERSIGHT COMMITTEE; NOT INV. RELATED; CAREFREE, AZ; COMMITTEE MEMBER; START DATE 2/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PROVIDE OVERSIGHT ON WATER DISTRIBUTION & USAGE AND MAKE RECOMMENDATIONS TO CITY COUNCIL. CAREFREE CITY COUNCIL; NOT INV. RELATED; CAREFREE, AZ; COUNCIL MEMBER; START DATE 12/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES ATTEND MEETINGS. Name/Address: AZ Bingo Enterprises / PO Box 5632, Carefree, AZ 85377 Start Date: 7/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Non Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2001-02-17
• S63 Uniform Securities Agent State Law Examination
  1993-06-18

Other Names

• Stephen Hatcher