Andrew Edward Hickey

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 07/2018
  Capital One Investing, Llc
  Annapolis, MD
• 01/2015 → 07/2018
  Capital One Advisors, Llc
  Annapolis, MD
• 07/2018 → Present
  Woodbury Financial Services, Inc.
  Mclean, VA
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  Mclean, VA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Annapolis, MD

Previous Registrations

• 2018-07-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  Annapolis, MD
  Bethesda, MD
• 2015-01-28 → 2018-07-11
  Capital One Advisors, Llc
  Annapolis, MD
  Mclean, VA
• 2012-08-15 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
• 2006-06-22 → 2012-07-31
  Wells Fargo Clearing Services, Llc
  Silver Spring, MD
  Columbia, MD
  Columbia, MD
  Silver Spring, MD
  Bowie, MD
  Bowie, MD
• 2005-01-11 → 2006-06-29
  Truist Investment Services, Inc.
  Chevy Chase, MD
  Wheaton, MD
  Chevy Chase, MD
  Silver Spring, MD
  Washington, DC
• 1996-01-01 → 2005-01-13
  Chevy Chase Financial Services
  Bethesda , MD

Other Businesses

1. SAJA Wealth Management 1997 Annapolis Exchange Pkwy Suite 300 Annapolis, MD 21401 Wealth Management Investment Related - Not an active OBA Please provide detailed information: because of the sale of COI to Woodbury Financial i was required to set up an LLC. this will not affect clients in a negative way, but was necessary for me to be prepared once the sale goes through on 7/13. this activity will not commence until that date. Proposed Position/Title/Relationship with other Business: Wealth Manager Approximate number of hours/month devoted to other Business: 40 Approximate number of hours devoted to other business during Business hours: 40 Your proposed Start Date with other Business: 07/13/2018 Description: same duties that I have will COI, will not start until no longer employed by COI Your role and involvement with this Business: wealth manager/financial advisor 2. SYMMETRY FINANCIAL PARTNERS POSITION: Partner NATURE: Insurance, financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/23/2022 ADDRESS: 1997 Annapolis Exchange Parkway, Suite 300, Annapolis MD 21401, United States DESCRIPTION: Outside insurance sales and financial planning 3. SELF POSITION: home owner NATURE: My wife owns the property in her name and listing it as a short-term vacation rental. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2006 ADDRESS: 105 Godwin PL, Bethany Beach DE 19930, United States DESCRIPTION: married to home owner. May answer questions from renters.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-24
• S63 Uniform Securities Agent State Law Examination
  1993-06-18