Cary Scott Fliegler

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-09-27
NJ	RA	APPROVED	2004-05-11

TX RA
APPROVED_RES

Since 2023-09-27
NJ RA
APPROVED

Since 2004-05-11

Branch Locations

Mendham, NJ • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments, Inc.	Woodside	CA	04/2001	Present

04/2001 → Present

Fisher Investments, Inc.

Woodside, CA

Other Businesses

Iongarde Technologies Inc; No; 53 N. Park Avenue, Suite 207, Rockville Centre, NY 11570; A patented & EPA approved antimicrobial technology.; Advisory Board Member; 06/30/2026; Weekends; Board Member, help with company decision making.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-17
S63	Uniform Securities Agent State Law Examination	1993-10-05

S65 Uniform Investment Adviser Law Examination

1999-02-17
S63 Uniform Securities Agent State Law Examination

1993-10-05

Other Names

Cary Fliegler

View on SEC IAPD