Stephen Joseph Golembiowski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → 10/2022
  Self-Employed
  Barneveld, NY
• 02/2000 → 10/2022
  Cadaret, Grant & Co., Inc.
  Barneveld, NY
• 10/2022 → Present
  Lpl Financial Llc
  Barneveld, NY

Previous Registrations

• 2021-05-04 → 2022-11-01
  Cadaret, Grant & Co., Inc.
  Barneveld, NY
  Syracuse, NY
  Clinton, NY
  Syracuse, NY

Other Businesses

1)09/28/2022 - S & A Golembiowski Revocable Trust - Act in a Fiduciary Capacity - Inv Rel - At Reported Business Location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-30
• S63 Uniform Securities Agent State Law Examination
  1993-04-26

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Stephen J Golembiowski