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Rodney Allen Hampton

Schwab Wealth Advisory, Inc.

Altamonte Springs, FL

CRD 2344054

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-24
FL RA APPROVED 2021-12-14
  • TX RA
    APPROVED
    Since 2022-01-24
  • FL RA
    APPROVED
    Since 2021-12-14

Branch Locations

Altamonte Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Altamonte Springs FL 11/2008 Present
Walt Disney Company Lake Buena Vista FL 07/2007 07/2022
Schwab Wealth Advisory, Inc. Altamonte Springs FL 07/2021 Present
  • 11/2008 → Present
    Charles Schwab & Co., Inc.
    Altamonte Springs, FL
  • 07/2007 → 07/2022
    Walt Disney Company
    Lake Buena Vista, FL
  • 07/2021 → Present
    Schwab Wealth Advisory, Inc.
    Altamonte Springs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-03
S63 Uniform Securities Agent State Law Examination 1993-07-13
  • S66 Uniform Combined State Law Examination
    2021-12-03
  • S63 Uniform Securities Agent State Law Examination
    1993-07-13
Other Names
  • Rod Hampton

View on SEC IAPD

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