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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-27
KS RA APPROVED 2022-03-21
  • TX RA
    APPROVED
    Since 2022-07-27
  • KS RA
    APPROVED
    Since 2022-03-21

Branch Locations

7270 W 98 Terr Suite 110, Overland Park, KS 66212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Overland Park KS 02/2012 06/2021
Thrivent Financial Overland Park KS 06/2021 06/2022
Thrivent Investment Management Inc Overland Park KS 02/2022 Present
Thrivent Financial Appleton WI 06/2022 Present
  • 02/2012 → 06/2021
    Homemaker
    Overland Park, KS
  • 06/2021 → 06/2022
    Thrivent Financial
    Overland Park, KS
  • 02/2022 → Present
    Overland Park, KS
  • 06/2022 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-18
S63 Uniform Securities Agent State Law Examination 1993-06-02
  • S66 Uniform Combined State Law Examination
    2022-03-18
  • S63 Uniform Securities Agent State Law Examination
    1993-06-02
Other Names
  • Melissa Ann Estes
  • Melissa Ann Estes
  • Melissa Ann Estes

View on SEC IAPD

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