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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-21 |
| MO | RA | APPROVED | 2024-03-21 |
Branch Locations
10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Advisors, Llc | Overland Park | KS | 07/1989 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Prosperity Advisors, Llc | Overland Park | KS | 05/2018 | Present |
| Comprehensive Retirement Solutions (Crs) | Carmel | IN | 03/2022 | 01/2023 |
| Prosperity Holdings, Llc | Overland Park | KS | 03/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) PROSPERITY ADVISORS, LLC, FINANCIAL SERVICES, 10955 LOWELL STE 900, OVERLAND PARK, KS 66210, DBA NAME, OPERATIONS DIRECTOR, START 03/2022, (2) PROSPERITY SHARED, 10955 LOWELL STE 900, OVERLAND PARK, KS 66210, ENTITY TO DISTRIBUTE SHARES OF PROSPERITY NETWORK OF ADVISORS, LLC, SECRETARY, START 2002 (3) PROSPERITY NETWORK OF ADVISORS, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, DBA FOR FINANCIAL SERVICES; START 5/2015, 40HR/WK DURING SECURITIES TRADING HOURS, DIRECTOR OF OPERATIONS AND MEMBER EXPERIENCE. (4) PROSPERITY ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 07/2018, PARTNER, ,APX NUMBER OF HOURS PER WEEK: 3, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; (6) NAME OF OTHER BUSINESS: PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC TO RECEIVE INCOME FROM PROSPERITY ADVISORS; (7) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 03/2021; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; (8) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 01/2017, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: 0, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: LICENSED TO SELL LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-15 |
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