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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-21
MO RA APPROVED 2024-03-21
  • KS RA
    APPROVED
    Since 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21

Branch Locations

10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosperity Advisors, Llc Overland Park KS 07/1989 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Prosperity Advisors, Llc Overland Park KS 05/2018 Present
Comprehensive Retirement Solutions (Crs) Carmel IN 03/2022 01/2023
Prosperity Holdings, Llc Overland Park KS 03/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 07/1989 → Present
    Prosperity Advisors, Llc
    Overland Park, KS
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 05/2018 → Present
    Prosperity Advisors, Llc
    Overland Park, KS
  • 03/2022 → 01/2023
    Comprehensive Retirement Solutions (Crs)
    Carmel, IN
  • 03/2022 → Present
    Prosperity Holdings, Llc
    Overland Park, KS
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-09-03 → 2004-12-31
    Prosperity Network, Inc
    Overland Park, KS
Other Businesses

(1) PROSPERITY ADVISORS, LLC, FINANCIAL SERVICES, 10955 LOWELL STE 900, OVERLAND PARK, KS 66210, DBA NAME, OPERATIONS DIRECTOR, START 03/2022, (2) PROSPERITY SHARED, 10955 LOWELL STE 900, OVERLAND PARK, KS 66210, ENTITY TO DISTRIBUTE SHARES OF PROSPERITY NETWORK OF ADVISORS, LLC, SECRETARY, START 2002 (3) PROSPERITY NETWORK OF ADVISORS, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, DBA FOR FINANCIAL SERVICES; START 5/2015, 40HR/WK DURING SECURITIES TRADING HOURS, DIRECTOR OF OPERATIONS AND MEMBER EXPERIENCE. (4) PROSPERITY ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 07/2018, PARTNER, ,APX NUMBER OF HOURS PER WEEK: 3, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; (6) NAME OF OTHER BUSINESS: PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC TO RECEIVE INCOME FROM PROSPERITY ADVISORS; (7) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 03/2021; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; (8) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 01/2017, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: 0, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: LICENSED TO SELL LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-24
S63 Uniform Securities Agent State Law Examination 2001-02-15
  • S65 Uniform Investment Adviser Law Examination
    2001-07-24
  • S63 Uniform Securities Agent State Law Examination
    2001-02-15
Other Names
  • Glenda Sue Whitworth

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