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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-08-01
  • NH RA
    APPROVED
    Since 2024-08-01

Branch Locations

1 Pillsbury Street, Suite 303, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Burlington MA 03/2014 04/2017
Citizens Securities, Inc. Westwood MA 04/2017 04/2024
Ledyard National Bank Concord NH 05/2024 Present
Osaic Institutions, Inc Meriden CT 07/2024 Present
Previous Registrations
  • 2014-03-21 → 2024-04-02
    Belmont, MA
    Tewksbury, MA
    Gardner, MA
    Maynard, MA
    No. Waltham, MA
    Wilmington, MA
    Woburn, MA
    Burlington, MA
    Somerville, MA
    Woburn, MA
    Boston, MA
    Malden, MA
    Burlington, MA
    Lexington, MA
    Saugus, MA
    Boston, MA
    East Boston, MA
    Everett, MA
    Revere, MA
    Somerville, MA
    Medford, MA
    Danvers, MA
    Peabody, MA
    Lynn, MA
    Woburn, MA
    Lawrence, MA
    Littleton, MA
    Revere, MA
    Winthrop, MA
    Chelsea, MA
    Weston, MA
    Medford, MA
    North Reading, MA
    Reading, MA
    Methuen, MA
    Revere, MA
    Woburn, MA
    Somerville, MA
    Waltham, MA
    Boston, MA
    Boston, MA
    Swampscott, MA
    Medford, MA
    Chelmsford, MA
    Belmont, MA
    Stoneham, MA
    Allston, MA
    Arlington, MA
    Woburn, MA
    Woburn, MA
    Boston, MA
    Beverly, MA
    Gloucester, MA
    Gloucester, MA
    North Reading, MA
    Bedford, MA
    Andover, MA
    Arlington, MA
    Malden, MA
    Malden, MA
    Lexington, MA
    North Andover, MA
    Boston, MA
    Malden, MA
    Somerville, MA
    Beverly, MA
    Medford, MA
    Amesbury, MA
    Swampscott, MA
    Winchester, MA
    Detroit, MI
    Bedford, MA
    Lexington, MA
    Rochester, NY
    Braintree, MA
    Stamford, CT
    Columbus, OH
    Woburn, MA
    Dedham, MA
    Woburn, MA
    Westwood, MA
  • 2012-09-19 → 2014-03-18
    Jackson Heights, NY
    East Providence, RI
    New York, NY
    Needham, MA
    Seekonk, MA
    Leominster, MA
    Haverhill, MA
    Middleton, MA
    Milford, MA
    Worcester, MA
    Fitchburg, MA
    Brooklyn, NY
    Lynn, MA
    Attleboro, MA
    Brooklyn, NY
    Long Island City, NY
    Brooklyn, NY
    New York, NY
    New Bedford, MA
    New Bedford, MA
    South Windsor, CT
    Newburyport, MA
    Melrose, MA
    Pembroke, MA
    Newtonville, MA
    Middleboro, MA
    Haverhill, MA
    Brooklyn, NY
    Fall River, MA
    Jackson Heights, NY
    Lynn, MA
    Taunton, MA
    Colonia, NJ
    Lexington, MA
    Boston, MA
    Kingston, MA
    Natick, MA
    Oxford, MA
    Garden City, NY
    Gardner, MA
    Norwood, MA
    Newton, MA
    North Attleboro, MA
    Plainville, MA
    Brooklyn, NY
    Dedham, MA
    Long Island City, NY
    Brooklyn, NY
    New York, NY
    Camp Hill, PA
    Brooklyn, NY
    Brooklyn, NY
    New York, NY
    Needham, MA
    New Bedford, MA
    South Yarmouth, MA
    North Grafton, MA
    Holliston, MA
    Brooklyn, NY
    New York, NY
    Springfield, MA
    Philadelphia, PA
    Philadelphia, PA
    Framingham, MA
    Philadelphia, PA
    Chelmsford, MA
    Bayside, NY
    Duxbury, MA
    East Boston, MA
    Brooklyn, NY
    Sandwich, MA
    Peabody, MA
    Shrewsbury, MA
    New York, NY
    Hopkinton, MA
    Spencer, MA
    Lowell, MA
    Dracut, MA
    Clinton, MA
    Cohasset, MA
    State College, PA
    Whitinsville, MA
    Bristol, RI
    New Bedford, MA
    Everett, MA
    Methuen, MA
    Methuen, MA
    Hingham, MA
    Holden, MA
    Northborough, MA
    Jackson Heights, NY
    Fairhaven, MA
    Southboro, MA
    Forest Hills, NY
    Staten Island, NY
    Lynn, MA
    Framingham, MA
    Brooklyn, NY
    Peabody, MA
    Brooklyn, NY
    Astoria, NY
  • 2008-05-27 → 2012-09-19
    Edgartown, MA
    Chilmark, MA
    Falmouth, MA
    Oak Buffs, MA
    Edgartown, MA
    Mashpee, MA
    Newton, MA
    West Newton, MA
    Newtonville, MA
    Braintree, MA
    East Milton, MA
    Quincy, MA
    Hingham, MA
    Norwell, MA
    Randolph, MA
    Boston, MA
    Hull, MA
    Cohasset, MA
    Sandwich, MA
    Cambridge, MA
    Middleboro, MA
    Raynham, MA
    Boston, MA
    Boston, MA
    Vineyard Haven, MA
    South Yarmouth, MA
    Quincy, MA
    Braintree, MA
    Norwood, MA
    Hingham, MA
    Boston, MA
    Cambridge, MA
    Weymouth, MA
    Hagerstown, MD
    Boston, MA
    State College, PA
    West Roxbury, MA
    Boston, MA
    Chambersburg, PA
    Marshfield, MA
    Braintree, MA
    Quincy, MA
    Norwood, MA
    State College, PA
    Barrington, RI
    Boston, MA
    Newport, RI
    Mashpee, MA
    Randolph, MA
    Raynham, MA
    Cohasset, MA
    Middletown, RI
    Boston, MA
    Cambridge, MA
    Hull, MA
    Hyannis, MA
    East Milton, MA
    Duxbury, MA
    Beacon, MA
    Norwell, MA
    Middleboro, MA
    Marshfield, MA
    Hingham, MA
    Little Compton, RI
    Sandwich, MA
    Boston, MA
    Brookline, MA
    Chestnut Hill, MA
    Norwood, MA
    Hyannis, MA
    South Boston, MA
    Mashpee, MA
    South Boston, MA
    Dedham, MA
    Lexington, MA
    Boston, MA
    Westport, MA
    Hyannis, MA
    Attleboro, MA
    Boston, MA
    Duxbury, MA
    Cohasset, MA
    Middleboro, MA
    Brookline, MA
    South Dennis, MA
    Middletown, RI
    Assonet, MA
    Hyannis, MA
    Plainville, MA
    Attleboro, MA
    North Attleboro, MA
    Middletown, RI
    Little Compton, RI
    Newport, RI
    Barrington, RI
  • 2004-08-16 → 2008-05-27
    Ifmg Securities, Inc.
    Chambersburg, PA
    State College, PA
    Hagerstown, MD
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Needham, MA
    Wellesley, MA
    Woburn, MA
    Ashland, MA
    Winchester, MA
    Wilmington, MA
    Natick, MA
    Newton, MA
    Framingham, MA
    Boston, MA
    Lexington, MA
  • 1998-07-09 → 2004-02-05
    Invest Financial Corporation
    Clarendon Hills, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-13
S63 Uniform Securities Agent State Law Examination 1993-05-05
  • S65 Uniform Investment Adviser Law Examination
    1998-05-13
  • S63 Uniform Securities Agent State Law Examination
    1993-05-05
Designations

View on SEC IAPD

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