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Milton Wade Arnold

LPl Financial LLC

Allen, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-20
  • TX RA
    APPROVED
    Since 2020-03-20

Branch Locations

301 N Allen Drive Suite B, Allen, TX 75013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 06/2000 03/2020
Bbva Wealth Solutions Inc. Plano TX 10/2010 03/2020
Bbva Securities Inc. Plano TX 05/2013 03/2020
Bbva Compass Insurance Agency, Inc. Austin TX 07/2000 03/2020
Lpl Financial Llc Plano TX 03/2020 Present
  • 06/2000 → 03/2020
    Compass Bank
    Birmingham, AL
  • 10/2010 → 03/2020
    Bbva Wealth Solutions Inc.
    Plano, TX
  • 05/2013 → 03/2020
    Bbva Securities Inc.
    Plano, TX
  • 07/2000 → 03/2020
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 03/2020 → Present
    Plano, TX
Previous Registrations
  • 2010-10-15 → 2020-03-20
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Plano, TX
  • 2010-07-15 → 2010-10-15
    St Johns Wealth Management
    Plano, TX
  • 2002-09-30 → 2010-07-15
    Bbva Compass Investment Solutions, Inc
    Mckinney, TX
    Plano, TX
    Mckinney, TX
    Mckinney, TX
    Plano, TX
    Frisco, TX
    Garland, TX
    Murphy, TX
    Plano, TX
    Plano, TX
Other Businesses

1) 03/16/2020 - Vision Financial Planning LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2020 - 160 hr/mth

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-05-12
  • S63 Uniform Securities Agent State Law Examination
    1993-05-12
Designations
Other Names
  • Wade Arnold

View on SEC IAPD

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