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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 06/2000 | 03/2020 |
| Bbva Wealth Solutions Inc. | Plano | TX | 10/2010 | 03/2020 |
| Bbva Securities Inc. | Plano | TX | 05/2013 | 03/2020 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 07/2000 | 03/2020 |
| Lpl Financial Llc | Plano | TX | 03/2020 | Present |
1) 03/16/2020 - Vision Financial Planning LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2020 - 160 hr/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-05-12 |
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