Milton Wade Arnold

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → 03/2020
  Compass Bank
  Birmingham, AL
• 10/2010 → 03/2020
  Bbva Wealth Solutions Inc.
  Plano, TX
• 05/2013 → 03/2020
  Bbva Securities Inc.
  Plano, TX
• 07/2000 → 03/2020
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 03/2020 → Present
  Lpl Financial Llc
  Plano, TX

Previous Registrations

• 2010-10-15 → 2020-03-20
  Pnc Managed Account Solutions, Inc.
  Houston, TX
  Houston, TX
  Plano, TX
• 2010-07-15 → 2010-10-15
  St Johns Wealth Management
  Plano, TX
• 2002-09-30 → 2010-07-15
  Bbva Compass Investment Solutions, Inc
  Mckinney, TX
  Plano, TX
  Mckinney, TX
  Mckinney, TX
  Plano, TX
  Frisco, TX
  Garland, TX
  Murphy, TX
  Plano, TX
  Plano, TX

Other Businesses

1) 03/16/2020 - Vision Financial Planning LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2020 - 160 hr/mth

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-05-12

Designations

• Certified Financial Planner

Other Names

• Wade Arnold