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Inactive

Kenneth Gus Vines

Vines Capital Management, LLC

Monroe, LA

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Current Employers
Vines Capital Management, Llc

1896 Hudson Circle Suite 3, Monroe, LA 71201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-24
LA RA APPROVED 2018-09-21
  • TX RA
    APPROVED_RES
    Since 2020-09-24
  • LA RA
    APPROVED
    Since 2018-09-21

Branch Locations

1896 Hudson Circle Suite 3, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Financial Wealth Advisors Lafayette LA 10/2015 09/2018
Vines Capital Management, Llc Monroe LA 09/2018 Present
Previous Registrations
  • 2015-10-05 → 2018-09-28
    Summit Financial Wealth Advisors
    Monroe, LA
    Lafayette, LA
  • 2002-08-30 → 2015-10-13
    Fpl Asset Management, Llc
    Monroe, LA
  • 2011-01-26 → 2015-03-24
    Fiduciary Investment Consultants, Llc
    Monroe, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-27
S63 Uniform Securities Agent State Law Examination 1995-07-07
  • S65 Uniform Investment Adviser Law Examination
    1995-07-27
  • S63 Uniform Securities Agent State Law Examination
    1995-07-07

View on SEC IAPD

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MICHAEL ERIC RYAN
HERSCHEL OWEN RYAN
AMBER LEIGH FIFE
Gregory Blake Richards
Sidney Chase Jones
DOROTHY ANN JOHNSTON VINES

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Monroe, LA
J.P. MORGAN SECURITIES LLC · MONROE, LA
WELLS FARGO CLEARING SERVICES, LLC · MONROE, LA
LPL FINANCIAL LLC · MONROE, LA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MONROE, LA
SUMMIT FINANCIAL WEALTH ADVISORS · Monroe, LA
LPL FINANCIAL LLC · MONROE, LA
EDWARD JONES · MONROE, LA

More in Monroe, LA

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