Katherine Jeanette Cathcart

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 08/2017
  Independent Portfolio Consultants, Inc.
  Boca Raton, FL
• 05/2010 → 08/2017
  Managed Account Services, Llc
  Wayne, PA
• 08/2017 → 06/2018
  Logan Capital Management, Inc.
  Ardmore, PA
• 08/2017 → 06/2018
  Quasar Distributors, Llc
  Milwaukee, WI
• 06/2018 → 12/2021
  Rafferty Capital Markets, Llc
  Garden City, NY
• 06/2018 → 06/2022
  Hilton Capital Management, Llc
  Boca Raton, FL
• 01/2022 → 06/2022
  Foreside Fund Services, Llc
  Boca Raton, FL
• 06/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2022 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 06/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2022 → 09/2022
  First Allied Securities Inc
  San Diego, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-07-03 → 2022-07-15
  Hilton Capital Management, Llc
  Boca Raton, FL
  Boca Raton, FL
• 2018-09-05 → 2018-12-31
  Hilton Capital Management, Llc
  Boca Raton, FL
  Garden City, NY
• 2017-12-13 → 2018-07-11
  Logan Capital Management, Inc.
  Boca Raton, FL
  Newtown Square, PA
• 2002-11-15 → 2017-08-04
  Independent Portfolio Consultants, Inc.
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

1. NAME OF OTHER BUSINESS: WOMEN IN ETF; INVESTMENT RELATED: NO; ADDRESS: 5806 GROVE AVENUE, RICHMOND, VA 23226; NATURE OF BUSINESS: INSPIRING AND SUPPORTING WOMEN IN THE ETF AND FINANCE INDUSTRY; START DATE: 07/2021; POSITION/TITLE/RELATIONSHIP: MEMBERSHIP COMMITTEE CO-CHAIR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND NETWORKING EVENTS, REVIEW PROFILES FOR MEMBERSHIP APPROVAL;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-16
• S63 Uniform Securities Agent State Law Examination
  1996-12-06

Other Names

• Katherine Jeanette Cathcart
• Kathy Cathcart
• Katherine Jeanette Binko
• Katherine Cathcart