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Debra Ann Ferguson

Morgan Stanley

Barrington, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-23
IL RA APPROVED 2019-12-10
  • TX RA
    APPROVED
    Since 2020-04-23
  • IL RA
    APPROVED
    Since 2019-12-10

Branch Locations

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Inverness IL 06/2014 02/2018
Barrington 220 Barrington IL 02/2018 08/2019
Morgan Stanley Barrington IL 08/2019 Present
  • 06/2014 → 02/2018
    Unemployed
    Inverness, IL
  • 02/2018 → 08/2019
    Barrington 220
    Barrington, IL
  • 08/2019 → Present
    Barrington, IL
Previous Registrations
  • 2003-01-28 → 2003-05-08
    Lasalle Financial Services, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-10
S65 Uniform Investment Adviser Law Examination 2002-06-07
S63 Uniform Securities Agent State Law Examination 1995-05-16
  • S66 Uniform Combined State Law Examination
    2019-12-10
  • S65 Uniform Investment Adviser Law Examination
    2002-06-07
  • S63 Uniform Securities Agent State Law Examination
    1995-05-16
Other Names
  • Debra A Miller
  • Debra Ann Miller

View on SEC IAPD

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