Mahesh Desai

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Mahesh Desai Cpa
  Houston, TX
• 02/2014 → Present
  Sagepoint Financial
  Houston, TX
• 09/2023 → Present
  Osaic Wealth, Inc.
  Bellaire, TX

Previous Registrations

• 2014-05-19 → 2023-09-01
  Osaic Services, Inc.
  Bellaire, TX
  Scottsdale, AZ
  Phoenix, AZ
• 2002-10-21 → 2013-01-18
  Msi Financial Services, Inc.
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

1. MAHESH DESAI CPA POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 03/03/1993 ADDRESS: 5555 WEST LOOP SOUTH, SUITE 535, BELLAIRE TX 77401, United States DESCRIPTION: Manange & Supervise office staff 2. MAHESH DESAI POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2013 ADDRESS: 5555 WEST LOOP SOUTH, SUITE 535, BELLAIRE TX 77401, United States DESCRIPTION: Marketing Fixed Insurancebusiness through The PG and other carrier AND Health Insurance from various carrier. 3. CFA SOCIETY HOUSTON POSITION: Volunteer NATURE: http://www.cfasociety.org/houston/Pages/default.asp INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: 915 East High Street, Charlottesville VA 22902, United States DESCRIPTION: to " Participate in unpaid volunteer activities of society and CFA Institute i.e. seeking out speaker for society event, mentoring, helping coordinate annual event, university student relations, exam grader,financial literacy and other causes for the benefit of members and society at large etc..."

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-05-18

Designations

• Certified Financial Planner
• Chartered Financial Analyst