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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

27575 Ferry Road Ste 101, Warrenville, IL 60555 • United States

Plainfield, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Inc. Plainfield IL 06/2013 01/2024
Osaic Wealth, Inc. Plainfield IL 01/2024 Present
  • 06/2013 → 01/2024
    Woodbury Financial Services Inc.
    Plainfield, IL
  • 01/2024 → Present
    Plainfield, IL
Previous Registrations
  • 2013-06-21 → 2024-01-19
    Woodbury Financial Services, Inc.
    Plainfield, IL
    Naples, FL
    Plainfield, IL
    Warrenville, IL
  • 2010-11-01 → 2013-07-19
    Grove Point Investments, Llc
    Plainfield, IL
    Rockville, MD
  • 2002-11-20 → 2010-11-01
    Woodbury Financial Services, Inc.
    Plainfield, IL
    Bartlett, IL
    Glenview, IL
  • 1999-10-29 → 2002-11-26
    Banc One Securities Corporation
    Glenview, IL
Other Businesses

1. REMLINGER FINANCIAL SERVICES 12909 GRANDE POPLAR CIR PLAINFIELD, IL 60585 GENERAL AGENT SELLING FIXED LIFE INSURANCE AND ANNUITIES; GENERAL AGENT; 10 HOURS/MONTH; 10 HRS/MO; START DATE: 12/1/1990 NON-INVESTMENT RELATED. 2. REMLINGER FINANCIAL GROUP POSITION: General Agent/Agent Investment Adviser Representative NATURE: sole proprietor ship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2021 ADDRESS: 12909 Grande Poplar circle, Plainfield IL 60585, United States DESCRIPTION: sell fixed life insurance and annuities and work with my securities clients. 3. MJ REM INC POSITION: owner of corporation NATURE: my husbans is an independent medicare supplement and advantage plan agent. recently he titled his agency into our Sub S corporation and I am 51% ownership. I intend to get my medicar license early 2022. This is so the corporation could continue to service and receive renewal commissions if my husband died or was disables. We intend for our son to be the licensed agent with in 2 years and he will then be groomed for the med sup side of the busines. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 12909 Grande Poplar Cir, Plainfield IL 60585, United States DESCRIPTION: i so not engage in the activites of Medicare Supplements,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-16
S63 Uniform Securities Agent State Law Examination 1993-04-16
  • S66 Uniform Combined State Law Examination
    2000-05-16
  • S63 Uniform Securities Agent State Law Examination
    1993-04-16
Designations
Other Names
  • Margaret Mary Stanton

View on SEC IAPD

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