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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-29
IL RA APPROVED 2000-04-13
  • TX RA
    APPROVED_RES
    Since 2016-01-29
  • IL RA
    APPROVED
    Since 2000-04-13

Branch Locations

132 S. Water St. Suite 448, Decatur, IL 62523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2001 06/2020
Equitable Advisors, Llc New York NY 04/2001 Present
Other Businesses

OUTSIDE INSURANCE BROKERAGE. PASSION COMMUNITY CHURCH, BOARD MEMBER, ADMINISTRATIVE ROLE WITH FINANCE COMMITTEE, START 01.09.12, 3 HRS PER MO. POA FOR MOTHER, PROPERTY ONLY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-03
S63 Uniform Securities Agent State Law Examination 1993-05-04
  • S65 Uniform Investment Adviser Law Examination
    1999-06-03
  • S63 Uniform Securities Agent State Law Examination
    1993-05-04
Other Names
  • Jerry L Cox

View on SEC IAPD

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