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Rand Lewis Rodgers

LPl Financial LLC

Ukiah, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-17
TX RA APPROVED_RES 2013-12-10
  • CA RA
    APPROVED
    Since 2025-02-17
  • TX RA
    APPROVED_RES
    Since 2013-12-10

Branch Locations

455 E Gobbi St, Suite A, Ukiah, CA 95482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Ukiah CA 11/2013 Present
  • 11/2013 → Present
    Lpl Financial
    Ukiah, CA
Previous Registrations
Other Businesses

1. 12/27/2013 - DBA ONLY - RODGERS & GOLDSMITH WEALTH MANAGEMENT - UKIAH, CA.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-13
  • S63 Uniform Securities Agent State Law Examination
    1993-09-13

View on SEC IAPD

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Other Investors

JAMES PHILLIP WILLIAM EPSTEIN
Vincent Richard Armanino
MICHAEL JOSEPH DEFAZIO
JOHN LOUIS GOLDSMITH
ANGIE MARIE GRAINGER
Brent Raymond Clausen
Robert William Clark
Tyler Robert Clark

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Ukiah, CA
LPL FINANCIAL LLC · UKIAH, CA
PROSPERENT CAPITAL, LLC · UKIAH, CA
EDWARD JONES · UKIAH, CA
EDWARD JONES · UKIAH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UKIAH, CA
J.P. MORGAN SECURITIES LLC · UKIAH, CA
ANTONIO ANDRADE, CFP · UKIAH, CA

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